10 Elements of an Effective Safety Program

Jan 6, 2016, 13:52 PM
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May/June 2015

Each scrap facility’s safety program must address a unique set of processes, hazards, and working conditions, but the strongest programs also share certain characteristics that build buy-in and participation at every level.

By Commodor Hall

According to public information, the scrap recycling industry had three worker fatalities by late April of this year. The first was a tractor-trailer driver who was transporting scrap. The police report indicates the driver came upon a tractor-trailer crash that had occurred moments earlier. The driver took evasive action, and as a result, his truck flipped over. In the second incident, a scrapyard worker died instantly when a forklift struck him in the head. The third death was that of a worker cleaning a mixer machine. The worker became caught in the rollers and was dragged through the machine.

Specific safety training and behaviors regarding defensive driving, operating and working around forklifts, and lock-out/tag-out might have saved those three lives. But many factors that contribute to fatalities are systemic. Companies that do not conduct background checks or pre-employment drug tests, those that provide only limited new-hire training and ongoing training, and those that don’t hold managers or employees accountable—they have few safety rules or don’t make workers comply with the rules—are setting themselves up for accidents, injuries, and fatalities from the start.


You have a responsibility to provide a safe and healthy workplace for your employees, customers, contractors, and vendors. You must evaluate your operations, processes, and equipment to ensure that you have identified and appropriately controlled all hazards. Each company’s safety system is unique. It’s up to you to decide how best to operate a safe and healthy workplace and how to put your plan into practice. At the same time, safety professionals have learned that the most successful safety and health systems have 10 elements in common. Consider whether your safety and health system has each of the following elements.

1. Managers are committed to creating a safe work environment. Employees know you expect them to follow safe work practices—and everyone at the company, starting with the chief executive, follows those practices as well. All managers play a role in and have responsibilities for leading and managing safety. A company policy statement describes management’s commitment to safety. Safety objectives are part of each manager’s annual evaluation and bonus. The company responds to all reports of unsafe or unhealthy conditions or work practices.

2. Employees are devoted to the safety program. The company has an active workplace safety and health committee. Daily safety inspections are part of some employees’ jobs. The company keeps employees informed about safety inspections, injury and illness statistics, and other safety-related issues. It values employee input and feedback and acknowledges that employees often know more about safety problems and solutions than managers do. The employees help review and improve the safety program.

3. The company has a system to identify and control hazards. It reviews records of accidents, injuries, illnesses, and close calls to look for trends or common factors. It reviews workers’ compensation reports and customer and motorist complaints. It surveys its employees about safety. It reviews inspection reports from insurance companies, government agencies, and the like. It uses a checklist to locate dangerous conditions. It performs a job hazard analysis and follows through by prioritizing the hazards discovered, making plans to correct the hazards, and correcting the hazards, such as by modifying the yard or equipment design or, if that’s not possible, by providing personal protective equipment. It evaluates the changes to make sure the problem has been corrected without creating other hazards. The company uses ISRI’s safety services and other safety consultants.

4. The company complies with OSHA and other government regulations. It provides a workplace free from serious recognized hazards and complies with the standards, rules, and regulations issued under the Occupational Safety and Health Act. It examines workplace conditions to make sure they conform to applicable OSHA standards. Employees have and use safe tools and equipment and properly maintain the equipment. Color codes, posters, labels, or signs warn employees of potential hazards. The company establishes or updates its operating procedures and communicates them so employees follow safety and health requirements. It provides safety training in a language and vocabulary workers can understand. The OSHA poster (or the state equivalent) informing employees of their rights and responsibilities is posted at a prominent location within the workplace. The company reports to the nearest OSHA office all work-related fatalities within eight hours and all work-related in-patient hospitalizations, amputations, and losses of an eye within 24 hours. It keeps records of work-related injuries and illnesses. Employees, former employees, and their representatives have access to the company’s log of work-related injuries and illnesses (OSHA Form 300). When applicable, the company posts the summary of the OSHA log of injuries and illnesses (OSHA Form 300A) by Feb. 1 each year and keeps it up for at least three months.

5. The company trains employees in safe work methods and requirements. It trains workers about the hazards they may be exposed to at work and how to protect themselves. It keeps records of all training. Training consists of a general safety orientation for new employees and employees starting new jobs, including company safety regulations and emergency procedures; specific training on the hazards of each job and how to do that job safely; and retraining as the standards require, such as when an employee’s job changes or he or she returns from a long absence.

6. The company exhibits mutual respect and open communication about safety and employee well-being. It establishes effective two-way communication between employees and managers. It responds to workers’ needs and concerns. Management goes beyond regulatory requirements—and encourages workers to do so as well—to ensure a safe workplace. The work environment fosters trust, creativity, and general well-being. It celebrates successes such as the company’s participation in OSHA’s Safety and Health Achievement and Recognition Program or Voluntary Protection Program.

7. The company dedicates resources to safety. The company provides equipment, training, modifications, upgrades, and similar items as needed to keep workers safe.

8. The company holds both employees and managers accountable for safety. Safety rules—such as those for lock-out/tag-out, machine guarding, working in confined spaces, mobile equipment operations, and fall protection—address the facility’s safety issues and potential hazards. The company addresses at-risk behavior by providing training and corrective action—up to and including termination. Employees receive positive recognition for safe work practices, such as verbal recognition before peers. The recognition is timely, consistent, certain, significant, and sincere. Corrective actions and positive recognition both are documented.

9. The company participates in safety recognition programs. Such programs include ISRI’s annual Transportation Safety Awards as well as those that insurance companies and state trucking associations might offer. The company observes ISRI’s national Safety Stand-Down Day (to be held this year on June 24) and shuts down operations for one hour on each shift that day to focus on safety. It has joined ISRI’s Circle of Safety Excellence. (For more information on that group, see the advertisement on the facing page.)

10. The company focuses on continuous improvement. It regularly reviews its safety program’s strengths and weaknesses and whether the program accurately reflects how the company wants to manage safety and health. It frequently inspects specific equipment and processes and evaluates its injury and illness statistics. A safety committee consisting of managers, mechanics, yard employees, and drivers meets monthly to address accidents, injuries, unsafe acts, close calls, equipment/facility inspections, and employees’ safe work methods. Front-line employees receive feedback through safety meetings and monthly meeting notes. The company uses OSHA’s Safety and Health Assessment Worksheet to gauge its performance.

If your company’s safety program does not contain each of these 10 elements, adjust it accordingly. As David Michaels, assistant secretary of labor for occupational safety and health, put it, “Making a living shouldn’t have to cost you your life. Workplace fatalities, injuries, and illnesses are preventable. Safe jobs happen because employers make the choice to fulfill their responsibilities and protect their workers.”

Commodor Hall is ISRI’s director of transportation safety.

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  • 2015
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  • May_Jun

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